In this video, the panelists Charles Towle with US Capital Global and Etan Butler with Dalmore, talk to Gautam Gujral with Vertalo about different exemptions and which one is better to use in different fundraising circumstances. They go in-depth on their use of these different exemptions, specifically talking about Reg A, Reg D 506B, Reg D 506C, Reg S, and Reg CF. You’ll learn about why each of these is beneficial for companies, when is the right time to deploy one of these exemptions, and why they work better in different circumstances.
Charles Towle is an investor, Corporate Finance and Investment Banking professional for small and medium-sized enterprises (SMEs). He has special expertise in innovative financial products for SMEs, asset-based lending (ABL), and debt and growth-equity financing for recaps, M&A, hyper growth, and special situations (transaction size: $5M to $500M). His current positions include Managing Partner at US Capital Global, Co-Managing Partner at US Capital Investment Management, LLC, and Division Head and licensed principal CEO of US Capital Global Securities, LLC.
Etan Butler is the charismatic and innovative Chair of Dalmore Group, a FINRA registered national Broker Dealer Investment Bank, founded in 2005. Along with others on Dalmore’s leadership team, Etan has led the meteoric growth of Dalmore, moving from a standard provision of a full range of traditional investment banking services, to industry leading specialization in assisting companies that seek to raise investment capital from individual investors through the SEC’s Regulation D, Regulation A+ and Regulation CF. Etan has been the face and the voice of Dalmore as it has become one of the most active Broker Dealers in the world for Regulation A+ offerings — having already served as Broker Dealer on more than 200 such offerings — including some of the most successful Regulation A+ offerings in history.
This video was recorded at the Digital Assets and Securities Conference in Austin, Texas in May 2022. The Digital Assets AND Securities (DAAS) conference is an informative and integrative conference that brings together builders, issuers, investors, business and tech leaders, and anyone else involved in all things web3. Put together annually by Vertalo, the purpose of the conference is to connect and enable a stronger ecosystem to further the understanding of the intersection of digital assets and securities.
For more educational videos about the Digital Asset Securities ecosystem and its growing roster of participants, please visit https://www.vertalo.com/.
For more information about US Capital Global, please visit their website: https://uscapital.com/.
For more information about Charles Towle, please visit his LinkedIn, https://www.linkedin.com/in/charlesvtowle
For more information about Dalmore, please visit their website: https://dalmorefg.com/
For more information about Etan Butler, please visit his LinkedIn, https://www.linkedin.com/in/etanbutler/
For more information about Gautam Gujral, please visit his LinkedIn: https://www.linkedin.com/in/gautamgujral/
